Date of Order Order Particulars Entity / Individual Name PAN Period NSE Circular No. Date of NSE circular
31-Jul-09 SEBI vide its order dated July 31, 2009 has restrained M/s. Laxmi Movers and its partners, namely, Mr. Chandrakant Mohanlal Sangani and Mr. Pankaj Natwarlal Mavani, having their office at Janta Chowk, Junagadh, Gujarat- 363001, from accessing the securities market and further prohibited them from buying, selling or otherwise dealing in securities, in any manner, for a period of one month. This order shall come into force with immediate effect. M/s Laxmi Movers Not Provided 1 month NSE/INVG/12826 03-Aug-09
    Mr. Chandrakant Mohanlal Sangani Not Provided      
    Mr. Pankaj Natwarlal Mavani. Not Provided      
             
29-Jul-09 SEBI vide its consent order no. CO/ID-4/1755/AO/VSS/109/2009 dated July 29, 2009 in the matter of IND Swift Ltd has debarred applicant Digant R Desai (PAN AKHPD4096J) from buying, selling or dealing in the securities market, in any manner whatsoever, whether directly or indirectly, for a period of one year . Further, the applicant has remitted a sum of Rs.100000/- (Rupees One Lakh only) towards settlement charges. This order shall come into force with immediate effect. Digant R Desai AKHPD4096J 1 year NSE/INVG/12798 29-Jul-09
             
28-Jul-09 SEBI vide its ad interim ex-parte order dated July 28, 2009 has restrained the promoters of Alka Securities Limited viz. Ms. Alka M Pandey  (Permanent Account Number-AGEPP1076H), Mr. Ravi Pandey (Permanent Account Number AGOPP9246R), Mr. Mahesh Natvarlal Kothari (Permanent Account Number AACPK2951Q), Ms. Anjuben Kothari (Permanent Account Number ALRTK7038C), Mr. Brijesh Kothari (Permanent Account Number AACPK8359C), Ms. Dimple Kothari (Permanent Account Number AKBPK7311D), Mr. Mahendra Pandey (Permanent Account Number AACPP5315K) and Mayuresh Estate Agent from accessing the securities market and further prohibited from buying, selling, dealing in securities in any manner whatsoever, until further orders.

Further, SEBI has directed Alka Securities Limited not to issue any equity shares or any other instrument convertible into equity shares, in any manner, and not alter its capital structure in any manner, till further directions in this regard. The stock brokers, Alka Securities Limited (Permanent Account Number AAACA4835E) and Mahesh Kothari Shares & Stock Brokers Limited (Permanent Account Numbers - AAACM3001E and AAACM3199H) have been prohibited from buying, selling or dealing in any securities on their respective proprietary/ own account, until further orders.  Also, the stock brokers, Alka Securities Limited and Mahesh Kothari Shares & Stock Brokers Limited have been directed not to take fresh clients with immediate effect until further orders.This order shall come into force with immediate effect.
Ms. Alka M Pandey AGEPP1076H Till further orders NSE/INVG/12796 28-Jul-09
    Mr. Ravi Pandey AGOPP9246R      
    Mr. Mahesh Natvarlal Kothari AACPK2951Q      
    Ms. Anjuben Kothari ALRTK7038C      
    Mr. Brijesh Kothari AACPK8359C      
    Ms. Dimple Kothari AKBPK7311D      
    Mr. Mahendra Pandey AACPP5315K      
    Mayuresh Esatate Agent Not Provided      
    Alka Securities Limited AAACA4835E      
    Mahesh Kothari Shares & Stock Brokers Limited AAACM3001E      
    Mahesh Kothari Shares & Stock Brokers Limited AAACM3199H      
             
27-Jul-09 SEBI vide its order dated July 27, 2009 has restrained Stocknet International Limited (Permanent Account Number - AAECS8494F), Mr. Saumil Patel  (Permanent Account Number - ACNPP2023K) and Mr. Ashutosh Bajpaye from accessing the securities market and prohibited them from buying, selling and otherwise dealing in the securities market, either directly or indirectly, for a period of six months. Further, the show cause notice dated December 31, 2007 in so far as it is relevant to Mr. Sanjeev Agarwal has been disposed of without any directions. The order shall come into force with immediate effect. Stocknet International Limited AAECS8494F 6 months NSE/INVG/12793 28-Jul-09
    Mr. Saumil Patel ACNPP2023K      
    Mr. Ashutosh Bajpaye Not Provided      
             
22-Jul-09 SEBI vide its consent order no: CO/ID 3/ 243 /2009 dated July 22, 2009 has ordered that the following entities shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years from the date of this order. This consent order shall come into force with immediate effect.     
1. Ashoka Refineries Limited Registration No. L15143CT1991PLC006678), Shyam Complex, Ramsagar Para, Raipur (C.G.) – 492001,
2. Shri Ashok Kumar Agrawal (PAN No. ACIPA3773C), Ex Director, Shyam Complex, Ramsagar Para, Raipur (C.G.) – 492001,
3. Shri Kailash Chandra Agrawal (PAN No. AFGPA9693E), Ex Director, Shyam Complex, Ramsagar Para, Raipur (C.G.) – 492001,
4. Shri Sudhir Dixit (PAN No. AERPD1612A), Director, Shyam Complex, Ramsagar Para, Raipur (C.G.) – 492001,
5. Shri Shabir Menon (PAN No. AINPM6007E) Director, Shyam Complex, Ramsagar Para,      Raipur (C.G.) – 492001,
6. Shri Harish Verma (PAN No. ACXPV4427F), Ex Director, Shyam Complex, Ramsagar Para, Raipur (C.G.) – 492001.
              
Ashoka Refineries Limited Not Provided 2 years NSE/INVG/12764 22-Jul-09
    Shri Ashok Kumar Agrawal ACIPA3773C      
    Shri Kailash Chandra Agrawal AFGPA9693E      
    Shri Sudhir Dixit AERPD1612A      
    Shri Shabir Menon AINPM6007E      
    Shri Harish Verma ACXPV4427F      
             
25-Jun-09 SEBI vide its order no. WTM/MSS/ISD/07/09 dated June 25 2009 in the matter of Pyramid Saimira Theatre Ltd. has restrained Mr. Kishore Jain (PAN No. AAAPJ6114G), Mr. Jayantilal R Jain (PAN No. AAKPR0370C), Mr. Shripal J Shah (PAN No. ABEPS4247E), Mr. Rajeshkumar P Jain (PAN No. AAKPJ9536E) and Mr. Pravin Kumar Jain (PAN No. ACBPJ8397G) from buying, selling or dealing in securities market in any manner whatsoever or accessing the securities market, directly or indirectly, for a period of three years. Kishore Jain AAAPJ6114G 3 years wef June 26, 2009 NSE/INVG/12639 26-Jun-09
    Jayantilal R Jain AAKPR0370C      
    Shripal J Shah ABEPS4247E      
    Rajeshkumar P Jain AAKPJ9536E      
    Pravin Kumar Jain ACBPJ8397G      
             
22-Jun-09 SEBI vide its consent order no. CO/ID2/1200/235/2009 dated June 22, 2009 on the application submitted by Rajesh P. Shah in the matter of Kosian Industries Ltd has ordered that applicant Rajesh P. Shah (PAN No. AABPS9164L) located at E/1509, Royal Samrat, Near Cinemax, S.V. Road, Goregaon (West), Mumbai-400062 shall not buy, sell or deal in the securities market, directly or indirectly, for a period of one year. The order shall come into force with effect from June 25, 2009. Rajesh P. Shah AABPS9164L 1 year wef June 25, 2009 NSE/INVG/12619 22-Jun-09
             
19-Jun-09 SEBI vide its consent order no. CO/ID-IVD-4/1973/AO/VSS/97/2009 dated June 19, 2009 on the application submitted by Nirmal Jagdish Pareek in the matter of Aarti Drugs Ltd. and Havells India Ltd has accepted the consent proposal of voluntary debarment from buying, selling or dealing in the securities market, whether directly or indirectly, for a period of one month, in the matter. The order shall come into force with immediate effect. Nirmal Jagdish Pareek Not Provided 1 month NSE/INVG/12616 22-Jun-09
             
16-Jun-09 SEBI vide its consent order no. CO/917/231/2009 dated June 16, 2009 on the application submitted by Nrupesh C Shah in the matter of Oasis Media Matrix Limited has ordered that the applicant Nrupesh C Shah (PAN – AVMPS6287L), shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years. The order shall come into force from June 19, 2009. Nrupesh C Shah AVMPS6287L 2 years wef June 19, 2009 NSE/INVG/12593 17-Jun-09
             
15-Jun-09 SEBI vide its consent order no. CO/198/228/2009 dated June 15, 2009 on the application submitted by Yash Golecha in the matter of Mazda Fabrics And Processors Limited has ordered that the applicant Yash Golecha (PAN: AADPG4665N) , shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years. The order shall come into force from June 18, 2009. Yash Golecha AADPG4665N 2 years wef June 18, 2009 NSE/INVG/12584 16-Jun-09
             
15-Jun-09 SEBI vide its consent order no. CO/328/227/2009 dated June 15, 2009 on the application submitted by Ashok Bharadia in the matter of Mazda Fabrics And Processors Limited has ordered that the applicant Ashok Bharadia (PAN – AAAPA7565N) , shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years. The order shall come into force from June 18, 2009. Ashok Bharadia AAAPA7565N 2 years wef June 18, 2009 NSE/INVG/12585 16-Jun-09
             
15-Jun-09 SEBI vide its consent order no.CO/ID 3/226/2009 dated June 15, 2009 on the application submitted by Shri Satish R. Shah in the matter of Sawaca Communication Ltd has ordered that the applicant Shri Satish R. Shah, shall not buy, sell or deal in the securities market, directly or indirectly, for a period of two years. The order shall come into force from June 18, 2009. Shri Satish R. Shah Not Provided 2 years wef June 18, 2009 NSE/INVG/12579 16-Jun-09
             
5-Jun-09 SEBI vide its ad interim, ex-parte order no.  WTM/KMA/81/ISD/06/2009 dated June 05, 2009 in the matter of RTS Power Corporation Limited has restrained Mr. Mukesh G Konde (Permanent Account Number: AOHPK0210P), Mr. Ashok Narayan Waje (Permanent Account Number: AARPW8396C), Mr. Nitesh Ashok Jadhav (Permanent Account Number: AHIPJ8358D), Ms. Hetal Patel (Permanent Account Number: AQUPP6130E), Mr. Rajesh Patel (Permanent Account Number: AQUPP6874F), Mr. Chetan Shah (Permanent Account Number: AAFPS7527M), Om Associates and Bhavani Trading Company from accessing the securities market and further prohibited them from buying, selling or dealing in securities market, directly or indirectly, till further orders. Mr. Mukesh G Konde AOHPK0210P Till further orders NSE/INVG/12538 8-Jun-09
    Mr. Ashok Narayan Waje AARPW8396C      
    Mr. Nitesh Ashok Jadhav AHIPJ8358D      
    Ms. Hetal Patel AQUPP6130E      
    Mr. Rajesh Patel AQUPP6874F      
    Mr. Chetan Shah AAFPS7527M      
    Om Associates Not Provided      
    Bhavani Trading Company Not Provided      
             
4-Jun-09 SEBI vide its ad interim ex-parte order no. WTM/KMA/78/ISD/06/2009 dated June 04, 2009 has restrained the following persons/entities from accessing the securities market and further prohibit them from buying, selling or dealing in securities market, directly or indirectly, till further orders. 


Sr No Name PAN
1 Maruti Securities Limited  AABCM3651M
2 Chandra Financial Services Private Limited  AABCC5331Q or AABCL5331Q
3 HSM Financial Services Private Limited  AAACH9218G
4 Kundan Leasing and Finance Private Limited  AAACK7448R
5 Jay Investrade Private Limited  AAACJ5150H
6 Shanti Financial Services Private Limited  AAFCS2399G
7 Acme Craft Private Limited  AAECA8833C
8 Eversight Tradecom Private Limited  AAACE7667E
9 Beejay Investment & Financial Consultants Private Limited  AABCB0832B
10 Alosha Vanijya Private Limited  AACCA5623N
11 Stupendors Traders Private Limited  AADCS7524F
12 Ms. Samata Jain  ACOPJ3258P
13 Ms. Surabhi Jain  AINPJ9654Q
14 Mr. Sudhir Jain  AEUPJ6167K
15 Venture Business Advisors Private Limited  AAACV7487P
16 Mr. Ravikant Chowdhary  AAEPR7102C
17 Mr. Shyam Sundar Shah  BGCPS4475G
18 Peanence Commercial Private Limited  AAACP3605P
19 VSB Investment Private Limited  AABCV7492B
20 Rakhi Trading Private Limited  AACCR6372B
21 Chimming Trading Company Limited  AADCC1382M
22 Mr. Ashok Kumar Jain  AAUPJ7016M
23 Amar Packagings Private Limited  AAACA5760G
24 Mr. Jay Shirish Maniar  AMKPM0946R
25 Mr. Harsh Shirish Maniar  AABPM3940R or AAMPM3940R
26 Mr. Rajendra Kumar Agarwal  ACKPA8794M
Maruti Securities Limited AABCM3651M Till further directions NSE/INVG/12520 05-Jun-09
    Chandra Financial Services Private Limited AABCC5331Q      
    Chandra Financial Services Private Limited AABCL5331Q      
    HSM Financial Services Private Limited AAACH9218G      
    Kundan Leasing and Finance Private Limited AAACK7448R      
    Jay Investrade Private Limited AAACJ5150H      
    Shanti Financial Services Private Limited AAFCS2399G      
    Acme Craft Private Limited AAECA8833C      
    Eversight Tradecom Private Limited AAACE7667E      
    Beejay Investment & Financial Consultants Private Limited AABCB0832B      
    Alosha Vanijya Private Limited AACCA5623N      
    Stupendors Traders Private Limited AADCS7524F      
    Ms. Samata Jain ACOPJ3258P      
    Ms. Surabhi Jain AINPJ9654Q      
    Mr. Sudhir Jain AEUPJ6167K      
    Venture Business Advisors Private Limited AAACV7487P      
    Mr. Ravikant Chowdhary AAEPR7102C      
    Mr. Shyam Sundar Shah BGCPS4475G      
    Peanence Commercial Private Limited AAACP3605P      
    VSB Investment Private Limited AABCV7492B      
    Rakhi Trading Private Limited AACCR6372B      
    Chimming Trading Company Limited AADCC1382M      
    Mr. Ashok Kumar Jain AAUPJ7016M      
    Amar Packagings Private Limited AAACA5760G      
    Mr. Jay Shirish Maniar AMKPM0946R      
    Mr. Harsh Shirish Maniar AABPM3940R      
    Mr. Harsh Shirish Maniar AAMPM3940R      
    Mr. Rajendra Kumar Agarwal ACKPA8794M      
             
28-May-09 SEBI vide its ad-interim ex-parte order no. WTM/KMA/68/ISD/05/2009  dated May 28, 2009 has directed Dipak Patel (U.S.A Passport No.209189753 ), Portfolio Manager of M/s Passport India Investment (Mauritius) Ltd, Kanaiyalal Baldev Patel (PAN AEWPP1442H ), Anandkumar Baldevbhai Patel (PAN AACFB8866B ) and Bhoomi Industries (PAN AACFB8866B) not to buy, sell or deal in any securities, directly or indirectly till further directions in this regard.              SEBI has further directed Dipak Patel to not associate with any FII or sub-account or any registered entity of SEBI till further orders. Also, Kanaiyalal Baldev Patel and Anandkumar Baldevbhai Patel have been directed to deposit the profits amounting to Rs. 1,12,68,659.35 made by him, with the National Stock Exchange of India Ltd (NSE) within 15 days from the date of issue of this order. Dipak Patel (Citizen of the United States of America) [U.S.A Passport No.209189753] Not Provided Till further directions NSE/INVG/12482 29-May-09
    Kanaiyalal Baldev Patel AEWPP1442H      
    Anandkumar Baldevbhai Patel AKOPP0221G      
    Bhoomi Industries AACFB8866B      
             
27-Apr-09 SEBI vide its consent order CO/IVD-7/11042/211/2009 dated April 27, 2009 has debarred the applicant - Vasant H. Bissa (PAN No. AABPB8108M), residing at 3rd Floor, Latiyal Bhavan, Pandit Solicitor Road, Malad (E), Mumbai – 400097, in the matter of IT Microsystems (India) Ltd., from buying, selling or dealing in the securities market, whether directly or indirectly, for a period of one year from April 28, 2009.  Vasant H Bissa AABPB8108M 1 year NSE/INVG/12342 29-Apr-09
             
24-Apr-09 SEBI vide its consent order no.CO/ID2/209/2009 dated April 24, 2009 has directed that the applicants –  Tarai Foods Limited (PAN-AAACT0705A) and Shri G S Sandhu (PAN_AAAPS1505Q) do not buy, sell  or deal in securities market in any manner, whatsoever, directly or indirectly for a period of six months, with effect from April 27, 2009.  The applicants have, further, remitted Rs.5,12,000/- towards settlement charges. Tarai Foods Limited AAACT0705A 6 months NSE/INVG/12318 24-Apr-09
    Shri G S Sandhu AAAPS1505Q      
             
23-Apr-09 SEBI vide its ad interim, ex-parte order dated April 23, 2009,  in the matter of Investigation in Pyramid Saimira Theatre Limited,   has directed 254 entities not to buy , sell or deal in the securities market including  Intial Public Offerings , in any manner, either directly or indirectly, till further directions :                                                                                                 
 
SEBI vide its order no WTM/KMA/IVD/98/07/2009 dated July 15, 2009 and order no WTM/KMA/IVD/97/07/2009 dated July 15, 2009 has confirmed the ex-parte interim order dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited, against Kotecha Capital Services Private Limited and Mrs. Veena Kotecha.

Further to SEBI order no: WTM/KMA/60/04/2009 dated April 23, 2009, SEBI now vide its order no ; WTM/KMA/IVD/103/07/2009 dated July 28, 2009 has confirmed  the ex-parte interim order dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited, against Mr. Manilal Kotecha.

Further to SEBI ad interim ex-parte order no. WTM/KMA/60/04/2009 dated April 23, 2009, SEBI now vide its order no ; WTM/KMA/IVD/110/07/2009 dated July 31, 2009 has confirmed  the ex-parte interim order dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited, against Ms.Viral Doshi.
Adino Trading Company Pvt Ltd (Dinesh Bafna/Vinod Bafna) Not Provided Till further directions NSE/INVG/12313 23-Apr-09
    Advance Finstock Pvt Ltd. (Anand Hunia/Popatlal Shah/Sanjay Hundia/Rajesh Hudia, Karul Shah) Not Provided   NSE/INVG/12737 16-Jul-09
    Alfa Ceramic Trading Agencies Pvt Ltd (Mukesh Choksi/Jayesh Sampat) Not Provided   NSE/INVG/12794 28-Jul-09
    Alka Diamond (Gopal Verma) Not Provided   NSE/INVG/12827 31-Jul-09
    Alliance Intermediaries & I Network (Mukesh Choksi/Jayesh Sampat) Not Provided      
    Aman Enterprises (Ganesh Jain) ACVPJ7984R      
    Amar Enterprises (Patel Rakesh Rohitbhai) APBPP1077N      
    Amar Trading Co. (Bhavik H.Shah) AQZPS5222M      
    Ambe Sales Corporation (Omprakahsagarmal Jain) AGYPJ8762C      
    Amol Anand Kokane AZZPK1169N      
    Amol Anand Kokane AZZPK1169N      
    Amrut Trading Co. (Bhavik Hasmukh Shah) AQZPS5222M      
    Anand Marathe (Anand Marathe) AKWPM0699M      
    Anchal Properties Pvt Ltd (Praveen Kumar Jain/Dattaram Lade) Not Provided      
    Anjali Akhade (Anjali Akhade) AHKPA4470D      
    Ankit Enterprises (Parvin Shah) ALVPS52685M      
    Ankit Kumar Pagariya ASLPP8026A      
    Aravind Kumar Soni (Arvind Kumar Soni) Not Provided      
    Arihant Gems (Ankit Kumar Pagariya) ASLPP8026A      
    Ashok Metal & Tubes (Joshi Tarachand Bhuraram) AFRPJ9303F      
    Ashok Metal Corp (Directors 1) Kishormal B Jain, Kiran K Jain) AADPJ2942H      
    Bafna Exim P Ltd (Mukesh Jain / Praveen Kumar Jain) Not Provided      
    Bagoria Enterprise (Amit Kumar Bagoria) AHMPB7273R      
    Balajee Diamond (Arvind Kumar Soni) Not Provided      
    Balaji Corporation (Shah Banty Dinesh) BOMPS6427Q      
    Bhairav Diamonds (Rajendrakumar M Jain) AFNPJ7710E      
    Bhairav Trading Co (Bhivraj B Gujar) AMDPG8940L      
    Bhakti Trading (Bafna Vinod Kumar) AIFPB1312F      
    Bhavani Trading Co (Chirag Patel ) ARSPP2297H      
    Binaben Shaileshkumar Shah ANYPS5527K      
    Binal Shah (Binal Shah) Not Provided      
    Boston Agency (Mangalram Shah) AMFPS2966N      
    Capetown Mercantile Co Pvt (Pankaj Jain) Not Provided      
    Chandan Gems (Umesh Nemchand Bunth ) AMXPB1214G      
    Chandu Khimavat (Chandu Khimavat) Not Provided      
    Chokni Dani Resort (Hukumchand Jain ) AAMCS29882L      
    Classic Enterprises (Jignesh Amrutbhai Patel) Not Provided      
    Crown Metal India  (Shah Suresh P ) Not Provided      
    D Amit Kumar (Amit Kumar S. Sonetha) BHOPS7325A      
    Dada Trading Co (Sanjay Rai/Rambharos Yadav) Not Provided      
    Darshan Desai ADTPD8926G      
    Darshan Trading Co. (Sourabh Rajendra Jain) AKDPJ4570F      
    Darshana Corporation (Shah Manglaram H) AMFPS2966N      
    Datapro (Hemal H. Gandhi Huf) Not Provided      
    Deep Enterprise (Deepak Bhatevara) Not Provided      
    Deepak Steel Centre (Ranmal J Bhansali ) ACUPB4642D      
    Deepak Thakkar AAAPT5512C      
    Delux Metal Corporation (Chauhan Hastimal P) Not Provided      
    Devam Impex Pvt Ltd (Piyush Dand) Not Provided      
    Dhanlaxmi Tubes And Metal (Rajukumar Amarchand . Bhansali) AABPB3080G      
    Diamond Export (Hukmichand Jain ) ADCPJ9311Q      
    Dinesh Kumar M Gupta (Dinesh Kumar M Gupta) AABPG5149F      
    Doshi Trading Co. (Jagdish R Doshi) ALOPB9958K      
    Edex Production And Broadcasting Pvt (Prithi Paul Sethi) Not Provided      
    Ekta Shares And (Pramod Gadia ) ADUPG6871G      
    Faststone Trading Co Pvt Ltd (Pankaj Jain) Not Provided      
    Ferro N Alloys (Sohanlal S. Bishnoi) Not Provided      
    Foremost Merchandise (Dinesh Kumar Jain ) AABCF1921D      
    Funke Heat Exchanger India (Peter Funke) Not Provided      
    Ganesh Trading Co (Deepak D Waghe) AAVPW1401E      
    Gautam Kumar Bhansali AJJPB5305N      
    Gayatri Gems (Ratan Kumar Agrawal) AGFPA0894B      
    Genus Commu Trade Limited (Virag Patel/Hitesh Panchal) Not Provided      
    Hare Krishna Export (Sonu Bafna) Not Provided      
    Hari Om Trading Co. (Apnesh Rangnath Sangle) BESPS6459A      
    Harish Metal & Tubes (Harish S Jain) AHYPJ8223D      
    Hema Trading Co Pvt Ltd (Vasudeo Soliwal) Not Provided      
    Hetal Rajesh Patel Not Provided      
    Hi-Class Diamond Exports P Ltd (Praveen Kumar Lodha, Sanjay Kumar Lodha) AABCH9360G      
    Honey International (Omprakash Shrishrimal) ASYPJ2705J      
    Impex Sales Corpn (Manglaram Shah) AMFPS2966N      
    Indian Corpn. (Jafarbhai Danavala) AJGPD9220L      
    J H Chitalia & Co. (Janak Harkinshandas. Chitalia) Not Provided      
    J P Enterprises (Pankaj Kumar Jain) ADIPJ4296J      
    Jagat Enterprise (Jignesh A.Patel) AGAPP3290K      
    Janak Metal India (Vishnoi Mangilal R) AEHPV3945C      
    Javda India Impex Ltd (Ramesh Javda) Not Provided      
    Jay Ambe Marbles (Suresh Jain) AFFPJ8944J      
    Jodharam Bishnoi (Jodharam Bishnoi) AJIPB7825P      
    Jpk Trading I Pvt Ltd (Manish Jain) Not Provided      
    Jyoti Enterprises (Rakesh Kumar Sen) BATPS1606L      
    Kalash Diam (Pawankumar S Tiwari) AFWPT7162H      
    Kalash Diamonds (Pawan Kumar Tiwari) AFWPT7162H      
    Kalpana Corporation (Kalpana A Shah) BHHPS5861S      
    Kalyan Kirti International (Manglaram Shah) AMFPS2966N      
    Kamal Diamonds (Sonu Bafna, Kamlesh Dhammani) Not Provided      
    Kamlesh Dhamman (Kamlesh Dhamman) Not Provided      
    Kanak Impex (Mahendra Jain) AIIPJ8463C      
    Kanchan Impex (Sushil Mehta) AHPPM9754K      
    Kastbhanjandev Developers (Ashwinbhai Patel/Bipinchandra Bhatt) ANMPP3820G      
    Kastbhanjandev Developers (Ashwinbhai Patel/Bipinchandra Bhatt) ACLDB9082C      
    Keshariya Diam Pvt Ltd (Vijay Narendra Kothari, Pawankumar Tiwari) AADCK2217M      
    Keshav Impex (Anil Chokhara) AGZPC7831L      
    Khushi Corporation (Prem Prakash Tailor) AHSPT9280G      
    Kirti Enterprises (Prem Prakash Tailor) AHSPT9280G      
    Kohinoor Investment (Amol Anand Kokane) AZZPK1169N      
    Kotecha Capital Services Pvt Ltd (Nirmal Kotecha) Not Provided      
    Kotsons Impex Pvt. Ltd. (Dharmendra Kothari, Chandramohan Verma) AACCK9104C      
    Krina Gems (Kamlesh Shah) Not Provided      
    Kunal Gems (Ashok Ratan Soni) AAOPV6321K      
    Kush Hindustan Ent (Ajay Dixit) Not Provided      
    Kush International (Ramesh Javda) ABCPJ7139G      
    Lanka Diam (Ganpat P Bhadirke) Not Provided      
    Larsen Exports (Laxmanchand Jain) ACXPJ4337Q      
    Leena Gems (Rajesh Zaveri) Not Provided      
    Lexus Infotech Ltd (Rose Padbidri) Not Provided      
    Love Khush (Jodharam Bishnoi) AJJPB7825P      
    Luxury Trading Co. (Sanjay Rai/ Ram Bharos Yadav) Not Provided      
    M G Corporation (Nandalal G Nagpal ) ADFPN5684B      
    M M Diamond P Ltd (Mahesh Pyarelal Mehta) AEQPM5416E      
    Mahak Impex (Mohanlal Jain (Huf)) AAEHM7566H      
    Mahalaxmi Corp. (Ashwin Patel) ANFPP7250H      
    Mahavir Corporation (Bafna Vinod Kumar) AIFPB1312F      
    Mahendra Jain AIIPJ8463C      
    Manan Trading Pvt Ltd (Jitendra K Jain & Rajendra Ranka & Prakash Jain) AADCM5896J      
    Manilal Damji Kotecha AEZPK2015E      
    Manish Enterprises (Ramu Pema Gujjar) Not Provided      
    Manishaben Rajeshkumar Shah ANYPS5523P      
    Mann Impex (Bhagwan Singh) BSWPS8701D      
    Manoj Kumar AKKPM3857F      
    Master Surveyors & Contractors (Suresh Thanage) Not Provided      
    Matrix Exports (Vasant Kumar P ) AMXPM9372L      
    Maulik Diamonds (Dilkush Babel) AMLPB2470Q      
    Maya Jewels Pvt Ltd (Director 1) Mahendra Amritlal Jain,  Vikram Amritlal Jain, Girish Amritlal Jain) AAFCM5335G      
    Meet Corporation (Aashish Mahawar) APMPM2937B      
    Megha Traders (Deshraj Jat) AFHPJ6071J      
    Mihir Agencies P Ltd (Mukesh Chokshi / Jayesh Sampat) Not Provided      
    Milan Gems (Manoj Kumar Mehta) AKKPM3857F      
    Mohanlal B Jain AABPJ1092Q      
    Mohit International (Nilesh Parmar) AIXPP8680Q      
    Mukta International (Rakesh H Jain) Not Provided      
    N R Securities (Amol Anand Kokane) AZZPK1169N      
    Natasha Enterprise (Rose Padbidri) AIPPP6372H      
    Navkar Trading Co (Ashish Jain) Not Provided      
    Navkar Trading Co AOHPG2600R      
    Neer Traders (Geeta Jadhav/Hukmichand Jain) AACPJ9676P      
    New Planet Trading Co Ltd (Virendra Abhani & Rose Paddibiri) AABCN8176E      
    New Wave Mercantilecompany (Gopal Khatri/Avinash Trimake) Not Provided      
    Nigam Vinod Shah AWEPS0987Q      
    Nimesh H. Chitalia ADGPC5953K      
    Nirmal Enterprises (Sharma Sanjay Manilal) AQQPS1225P      
    Nirmal Narendra Kotecha AEZPK2016H      
    Nirmal Rohitbhai Shah ANYPS5526J      
    Nirman Mgt. Services Pvt. Ltd. (Nirmal Kotecha And Manilal D Kotecha) AACCN3493P      
    Nishwet Mgt. Services Pvt. Ltd. (Nirmal Kotecha And Shweta Kotecha) AACCN2307A      
    Nitin Gorodia AAMPG0512D      
    Om Associates (Kantilal Samelaji Purohit) APTPP6092D      
    Om Corporation (Chirag Patel) ARSPP2297H      
    Om Corporation (Shantilal Prajapat) Not Provided      
    Omega Petro Plast (Suryaji K Bhonde) AMJPBS4612J      
    Orbit Gems (Vinit Jain) AHMPJ0332K      
    Ostwal Trading I Pvt Ltd (Manish Jain) AAACO7995M      
    P R Diamonds (Narayan Lal Sharma) AEUPS4865H      
    P S Saminathan ABHPS7396D      
    Padmavati Metal & Alloys (Jain Suresh) AFSPJ4124P      
    Paras Gems (Ratankumar D Agarwal) AGFPA0894B      
    Parasmani Tubes Pvt Ltd (Vohera Piyush Chandulal) AABCP7664D      
    Pattani Yogesh B Not Provided      
    Prachi Gems (Rajendra K Ranka) ACRPR7932F      
    Pratheesh Kumar V. K. Not Provided      
    Pritesh A Patel Not Provided      
    Priyansh Exports (Jitendra Kumar Jain) AHNPJ5721D      
    Proficient Infra P Ltd (Ashok Jain) AAECP5791Q      
    Pushpa Diam Pvt Ltd (Dulraj Jain & Ashok Jain) Not Provided      
    R B Traders (Ravi Kumar Jain) Not Provided      
    R K Travels AJGPD9220L      
    R S Enterprises (Ratankumar Agarwal  & Sunil Kumar Agarwal) AFSPA5223J      
    Raghukul Diam Pvt Ltd (Nirmal Jain & Sanjay Tiwari) AADCR6608P      
    Raghunandan Rayons Ltd (Uttamchand Hinger) Not Provided      
    Raj Alloys And Steel Pvt Ltd (Rajkumar Jain/Nitin Shah) Not Provided      
    Raj Diamonds (Pankaj Singhi) BLFPS2616R      
    Raj Ratna Jewellers (Nirmal K Bhavsar) AFZPB3668K      
    Raj Traders (Avichal Soni) BHTPS1033E      
    Rajesh Jain AIJPS3849H      
    Rajesh Jayantilal Shah AFDPS6216A      
    Rajesh Pamecha AEZPP6573L      
    Rajesh Unnikrishnan Not Provided      
    Rajesh Vamanrai Jani Not Provided      
    Rajesh Vamanrai Jani ACNPJ4374R      
    Rajesh Vamanrai Jani AABHJ9273K      
    Rajkamal Steel (Bafna Vinod Kumar) AIFPB1312F      
    Raju G Shah AZHPS2985G      
    Raju Ghanshyamdas Shah AZHPS2985G      
    Rakesh Sharma AGZPS8586N      
    Rakhi Gems (Vipul Sharma) Not Provided      
    Ratan Enterprises (Oatmal Purohit) Not Provided      
    Ratan Exports (Yogesh Kumar Sancheti) AHEPS6566L      
    Ravi Enterprises (Babulal Jain) Not Provided      
    Ravi Exports (Ravi Prakash Jain ) AKJPJ6022E      
    Realgold Trading Co. Pvt Ltd (Nilesh Parmar) Not Provided      
    Reliant Metal Corporation (Rajpurohit Arjun P) ALAPR6303A      
    Renisha Impex Pvt Ltd  (Dinesh Jain / Dulraj Jain) Not Provided      
    Riddhi Siddhi Multitrade Ltd (Pankaj Jain) Not Provided      
    Ridham Enterprises (Rajkumar Agrawal) AFSPA5222K      
    Ritaben  Rohitkumar  Shah AFDPS6214C      
    Rohit Trading Co. (Kamal Thakur) ADXPT2249Q      
    Roop Impex (Dulraj U Jain) ABTPJ4754E      
    Rukamani Gems (Rajesh Jain) AIJPJ3849H      
    S K Impex (Mahendrakumar Bishnoi) ACRPB9546E      
    Sagar Trading Co (Shah Suresh P ) Not Provided      
    Sahara Impex (India) (Vastupal M. Jain) ADOPJ2732P      
    Sahil Jewel (Poonam Jain) AIZPJ6835D      
    Sai Krupa Trading (Navratan S Jain) AHYPJ4038J      
    Sai Leela Trading Pvt Ltd (Vijay Suresh Taware, Nitin Arjun Gharat) AAKCS4578C      
    Sandeep Steel Industries (Babulal K Bishnoi) AHZPB11158      
    Sanjivani Enviro Protection Ltd (Virendra Abhani/ Jitendra Tater/Vasudev Soliwal) Not Provided      
    Sanskar Trading Co (Ganapat Lal) ADGPL2513A      
    Sapna Diamond (Sushil Mehta) AHPPM9754K      
    Sarita Diamonds (Jitender Jain) AFOPJ3543C      
    Sbj Trading Pvt Ltd (Manish Jain/ Praveen Jain) Not Provided      
    Shah Trading Co (Hetal R Shah) Not Provided      
    Shailesh Jayantilal Shah AFDPS6203H      
    Shakti Trading Co (Bafna Vinod Kumar) AIFPB1312F      
    Shankeshwar Traders Pvt Ltd (Javarilal Gautamchahd Jain) Not Provided      
    Shiyon Enterprise (Chandrakant Patel) AOZPP4246C      
    Shree Earth Movers & Land Developers (Rajemdra Janardan Surve) Not Provided      
    Shree Export (Ashok Shrishrimal) Not Provided      
    Shree Forge Industries (Babulal K Bishnoi) AERPB1242C      
    Shree Ramdev Metal (Okharam Ramshiji Choudhary) AGFPC9225L      
    Shri Ganesh Gems (Sukhpal Prajapat) Not Provided      
    Shubh Trading Co (Lalaram Gujar) APRPG3369G      
    Shubham Exports (Gautam Kumar Bhansali) AJJPB5305N      
    Siddham Exports (Jafarbhai Danaval A) Not Provided      
    Sigma Tours & Travels (Kamal B Thakur) ADXPT2249Q      
    Simi Impex (Sandeep S Rathore) ALUPR5979E      
    Sonal Gems Trading P Ltd (Hukmichand Jain / Geeta Jadhav) Not Provided      
    Soundarya Granite & Marble (Suresh Jain) AFFPJ8944J      
    Star Enterprises (Pawan Tarachand Jain) AIAPJ2539D      
    Star Gems (Bhagirathi Puhan) ARTPP7106J      
    Su Jewels Exim Private Limited (Erstwhile Chokhi Dhani Resorts P Ltd) (Hukmichand Jain, Gulab Jain) Not Provided      
    Sunblink Trading And Invt Ltd (Sandeep Dalal/Rajendrakumar Bhimrajka) Not Provided      
    Sunchan Securities Ltd (Sunil Mansinghani/Kanchan Mansinghani) Not Provided      
    Super Gold Tradin Co Pvt Ltd (Geeta Jadhav & Hukumchand Jain) AAHCS7254E      
    Supre Gold Traders  (Geeta Jadhav) Not Provided      
    Swastik Diam Pvt Ltd (Dulraj Jain & Dinesh Jain) ABOPJ2176M      
    Tamanna Gem (Ghevarchand B Pamecha) AFWPP6341Q      
    Tarachand Bhoorchand Jain Not Provided      
    Tritop Trading Pvt Ltd (Bhaskar Ubare) Not Provided      
    U M Exports (Mahesh Mehta) AEQPM5416E      
    U P Mercantile Credit Sahakari Ltd (Rakhi Gautam/Dinesh Tripathi/Virendra Yadav) Not Provided      
    Uma Export (Umakant Muduli) ABTPJ4754E      
    Umesh Bunth (Umesh N Bunth) AMXPB1214G      
    Universal Traders (Bhagirathi Puhan) ARTPP7106J      
    Valiant Metal (Kanungo Piyush) APTPK5975N      
    Vanguard Jewels Limited (Uma Kansaria) Not Provided      
    Veena N Kotecha Not Provided      
    Vijaylaxmi Corpn. (Mukesh Choksi) AAAPC7767J      
    Vimal Diamond (Vimal Jain) AEUPJ3948Q      
    Vinod Kumar Bafna AIFPB1312F      
    Viral Dinesh Doshi AJSPD4942P      
    Virat Stainless India (Ram Milan Pal) ALHPP5125B      
    Viren Trade Agency (Praful Parshottamdas Vora) Not Provided      
    Vishnulene Synthetics Private Limited (Hukmichand Jain / Gulab Jain) Not Provided      
    Yash V Jewels Ltd (Jayant Kansara) Not Provided      
    Yashraj Enterprise (Sukhraj Tarachand Jain) ACQPJ7210D      
             
22-Apr-09 SEBI vide its order no.WTM/KMA/ERO/IVD/59/04/2009 dated April 22, 2009 has restrained G R Industries and Finance Limited from accessing the securities market and also prohibit it from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity for a period of six months with immediate effect.  G R Industries And Finance Limited Not Provided 6 months NSE/INVG/12319 24-Apr-09
             
21-Apr-09 SEBI vide its order dated April 21, 2009 has restrained Mr. Kalpesh R. Sheth (PAN–AFGPS4061N),  having his address at  A - 202, Sarthak Tower, Near Ramdeo Nagar Cross Road, Satellite, Ahmedabad – 380015, in the matter of Genus Commutrade Limited, from accessing the securities market and also prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity, for a period of two years. Mr. Kalpesh R. Sheth AFGPS4061N 2 years NSE/INVG/12301 22-Apr-09
             
20-Apr-09 SEBI vide its consent order no.CO/IVD-1/1401/208/2009 dated April 20, 2009 has directed that the applicants – Shri Rasiklal D Thakkar (PAN-AABPT1003H), M/s Gravity (India) Limited (PAN_AAACG2779H) and M/s Gravity Textiles Ltd (PAN-AAACG0622P) shall not buy, sell  or deal in securities market in any manner, whatsoever, directly or indirectly for a period of two years, with effect from April 21, 2009.  The applicants have, further, remitted Rs.10,00,000/- (Rupees ten lakhs only) towards settlement charges.  Shri Rasiklal D Thakkar AABPT1003H 2 years NSE/INVG/12308 23-Apr-09
    M/S Gravity (India) Limited AAACG2779H      
    M/S Gravity Textiles Ltd AAACG0622P      
             
20-Apr-09 SEBI vide its consent order no.CO/IVD/ / /2009 dated April 20, 2009 has ordered that the applicants -Rajiv B Gandhi (PAN ACXPG7591E), Sandhya R Gandhi (PAN AANPG2371B) and Amishi B Gandhi (PAN – AAGPG0185L), in the matter of Wockhardt Limited, shall not buy, sell or otherwise deal in securities for a period of eighteen months with effect from April 21, 2009. The applicants have, further, remitted a sum of Rs.5,00,000/- (Rupees five lakh only), towards settlement charges. Rajiv B Gandhi ACXPG7591E 18 months NSE/INVG/12293 21-Apr-09
    Sandhya R Gandhi AANPG2371B      
    Amishi B Gandhi AAGPG0185L      
             
20-Apr-09 SEBI vide its ad interim, ex-parte order no.  WTM/KMA/53/ISD/09 dated April  20, 2009 in the matter of GHCL Ltd has directed GHCL Ltd, its promoter entities, Sanjay Dalmia, Chairman, Ravi Shanker Jalan, Managing Director, Bhuwneshwar Mishra, Company Secretary of GHCL Ltd. not to buy, sell or deal in the securities market until further orders.

Further to SEBI order no. WTM/KMA/53/ISD/09 dated April  20, 2009 in the matter of GHCL Ltd, SEBI now vide its e-mail dated July 02, 2009 has provided PAN nos. for  debarred entities viz. Pashupatinath Commercial Pvt Ltd (PAN No. AAECP3237D), Ricklunsford Trade and Industrial Investment (PAN No. AACCR6006J), Sovereign Commercial Pvt Ltd (PAN No. AAKCS1827Q), Swastik Commercial Pvt Ltd (AAKCS1829A), World Growth Fund Ltd (PAN No. AAACW6130G), Sanjay Dalmia - Non Executive Chairman (PAN No. AADPD9438N), Ravi Shanker Jalan - Managing Director (PAN No. ABBPJ6847Q) and Bhuwneshwar Mishra - Company Secretary (PAN No. AIWPM9469M).                                                                             Further to SEBI order no. WTM/KMA/53/ISD/09 dated April 20, 2009 in the matter of GHCL Ltd, SEBI now vide its order no. WTM/KMA/93/IVD/07/2009 dated July 07, 2009 has stated that the interim directions issued vide ex-parte ad interim order dated April 20, 2009 against the entities mentioned below stands vacated.

1.Alankar Commercial Pvt Ltd ( Not Provided)
2.Banjax Limited ( Not Provided)
3.Bharatpur Investment Ltd ( AAACB3403F)
4.Carefree Investment Company Ltd ( AAACC4747R)
5.Chirawa Investment Ltd ( AACCC2387B)
6.Dalmia Finance Ltd ( AABCD5533H)
7.Divine Leasing & Finance Ltd ( AAACD4187E)
8.Execellent Commercial Enterprises And Investment ( AAACE2699A)
9.Gems Commercial Company Ltd ( AAACG4026H)
10.General Exports And Credits Ltd ( AAACG3770E)
11.Gtc Industries Ltd ( AAACG1421A)
12.Harvatax Engineering & Processing Co Ltd ( AABCH7404F)
13.Hexabond Ltd ( Not Provided)
14.Hindustan Commercial Company Ltd ( AAACH2851B)
15.Hotex Company Ltd ( AAACH2330M)
16.International Resources Ltd  ( AABCI5633H)
17.Lakshmi Vishnu Investment Ltd  ( AAACL1045R)
18.Lhonak International Pvt Ltd  ( AABCL2542G)
19.Moderate Investment And Commercial Enterprises  ( AAACM9104G)
20.Mourya Finance Ltd  ( AAACM6575H)
21.Nareshchandra Jain  ( AACPC7536R)
22.Oval Investment Pvt Ltd  ( AAACO0373R)
23.Pashupatinath Commercial Pvt Ltd  ( AAECP3237D)
24.Ram Krishna Dalmia Foundation ( AAATR9933P)
25.Ricklunsford Trade And Industrial Investment  ( AACCR6006J)
26.Sanjay Trading Investment Company Pvt Ltd ( AABCS9134P)
27.Sikar Investment Company Ltd ( AABCS5715N)
28.Sovereign Commercial Pvt Ltd ( AAKCS1827Q)
29.Suman Jain  ( ABVPJ9074H)
30.Swastik Commercial Pvt Ltd  ( AAKCS1829A)
31.Trishul Commercial Pvt Ltd  ( Not Provided)
32.Wgf Financial Services Ltd  ( AAACW0061E)
33.World Growth Fund Ltd  ( AAACW6130G)
Altar Investment P Ltd AAACA6687J Till further orders NSE/INVG/12284 20-Apr-09
    Antarctica Investment Pvt Ltd AAACA1366N   NSE/INVG/12666 02-Jul-09
    Anurag Trading Leasing And Investment Company Pvt Ltd AABCA0964D   NSE/INVG/12690 07-Jul-09
    Archana Trading And Investment Company Pvt Ltd AADCA5235F      
    Carissa Investment Ltd AAACC3277A      
    Comosum Investment Pvt Ltd AAACC0819J      
    Dalmia Housing Finance Ltd AABCD7104J      
    Dear Investment Pvt Ltd AABCD4873C      
    Ilac Investment Pvt Ltd AAACI1924Q      
    Lovely Investment Pvt Ltd AAACL1346F      
    Sanjay Dalmia- Non Executive Chairman AADPD9438N      
    Ravi Shanker Jalan- Managing Director ABBPJ6847Q      
    Bhuwneshwar Mishra- Company Secretary AIWPM9469M      
             
15-Mar-09 SEBI vide its consent order no.CO/IVD-ID-8/1972/AO/SD/17/2009 dated April 15, 2009 has debarred the applicant Shri Pradeep H Ambre, in the matter of M/s Fast Track Entertainment Limited, from buying, selling or dealing in the securities market for a period of one year with immediate effect. The applicant has, further, remitted a sum of Rs.50,000/- (Rupees fifty thousand only), towards settlement charges. Shri Pradeep H Ambre Not Provided 1 year NSE/INVG/12288 21-Apr-09
             
31-Mar-09 SEBI vide its consent order no.WTM/KMA/IVD/50/03/2009 dated March 31, 2009 has restrained Mr.Urvish Ramesh Vora (PAN - ADAPV6219R), in the matter of Genus Commutrade Limited, from accessing the securities market for a period of two years. He is further prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner whatsoever for a period of two years with immediate effect. Mr.Urvish Ramesh Vora ADAPV6219R 2 years NSE/INVG/12218 02-Apr-09
             
31-Mar-09 SEBI vide its consent order no.WTM/KMA/IVD/50/03/2009 dated March 31, 2009 has restrain Mr. Dilip.S.Pendse (PAN:AALPP9719M), Mrs.Anuradha.S.Pendse (PAN:AAIPP2794G) and M/s Nalini Properties Private Limited (PAN:AAACN9514F), in respect of their dealing in the shares of Tata Finance Limited (TFL), from accessing the securities market and further prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity whatsoever for a period five years with immediate effect. Mr. Dilip.S.Pendse AALPP9719M 5 years NSE/INVG/12214 02-Apr-09
    Mrs.Anuradha.S.Pendse AAIPP2794G      
    M/S Nalini Properties Private Limited AAACN9514F      
             
31-Mar-09 SEBI vide its consent order no. CO/ IVD-8 /1914/190/2009 dated March 31, 2009 has directed the applicant Harsha S Jhaveri (PAN – AAUPJ8953B), in the matter of SAARC Net Ltd, not to buy, sell or deal in securities market in any manner whether, directly or indirectly, for a period of two years with effect from November 14, 2010.  Further, the applicant has remitted a sum of Rs.1,00,000/- (Rupees one lakh only). Harsha S Jhaveri AAUPJ8953B 2 years (wef 14/11/2010)
NSE/INVG/12211 01-Apr-09
             
20-Mar-09 SEBI vide its consent order no.CO/IVD-ID4/1915/AO/VSS/36/2009 dated March 20, 2009 has debarred Shailesh S Jhaveri, in the matter of Aarti Industries Ltd, Aarti Drugs Ltd, Havells India Ltd and TASC Pharmaceuticals Ltd, from dealing in securities market, whether directly or indirectly, for a period of one month.  Further, the applicant has remitted a sum of Rs.1,00,000/- (Rupees one lakh only).  The said period of debarment shall commence only after the debarment pursuant to SEBI Order dated November 13, 2007 against the applicant is over. Shri Shailesh S Jhaveri Not Provided 1 month (Period of debarment shall commence only after the debarment pursuant to SEBI Order dated November 13, 2007 against the applicant is over) NSE/INVG/12194 30-Mar-09
             
20-Mar-09 SEBI vide its consent orders no.CO/ID-8/1846/AO/VSS/38/2009 and CO/ID-8/1847/AO/VSS/37/2009 dated March 20, 2009 has debarred Digant R Desai and Ketan R Shah (PAN:AGDPS3067J), respectively, in the matter of Havells India Ltd, from dealing in securities market, whether directly or indirectly, for a period of two years.  Further, the applicants each have remitted a sum of Rs.1,50,000/- (Rupees one lakh fifty thousand only).  Shri Digant R Desai Not Provided 2 years NSE/INVG/12193 30-Mar-09
    Shri Ketan R Shah AGDPS3067J      
             
19-Mar-09 SEBI vide its consent order no.CO/IVD1/1025/179/2009 dated March 19, 2009 has directed that Shri Samir N Shah (PAN: AJWPS1054R), in the matter of Database Finance Limited, shall not buy, sell or deal in securities for a period of six months.  Further, the applicant has remitted a sum of Rs.50,000/- (Rupees fifty thousand only).                                            Further to SEBI  consent order no.CO/IVD1/1025/179/2009 dated March 19, 2009 in the matter of Database Finance Limited SEBI now vide its letter dated July 07, 2009 has provided PAN/Addresses for Shri Samir N Shah (AJWPS1054R) Shri Samir N Shah AJWPS1054R 6 months NSE/INVG/12192 30-Mar-09
          NSE/INVG/12697 08-Jul-09
             
19-Mar-09 SEBI vide its consent order no.CO/IVD1/1027 /181/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of six months from April 01, 2009. Further, the applicant has remitted a sum of Rs.50000 (Rupees Fifty thousand only) towards settlement charges. Ms. Riddhi K Shah AJWPS1057N 6 months NSE/INVG/12151 20-Mar-09
             
19-Mar-09 SEBI vide its consent order no.CO/IVD1/1026 /180/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of six months  from April 01, 2009. Further, the applicant has remitted a sum of Rs.50000 (Rupees Fifty thousand only) towards settlement charges. Ms. Suniti N Shah AJWPS1087L 6 months NSE/INVG/12150 20-Mar-09
             
19-Mar-09 SEBI vide its consent order no.CO/IVD-6/ 1036 /178/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of three years from the date of this order. Further, the applicant has remitted a sum of Rs.25000 (Rupees twenty five thousand only) towards settlement charges. Shri Mahesh M Shah AMMPS1274J 3 years NSE/INVG/12149 20-Mar-09
             
10-Mar-09 SEBI vide its consent order no. CO/ 177/2009 dated March 03, 2009 has ordered that the applicants – Naresh Thakker (PAN : ACCPT5618B) and Vinayak Investments, in the matter of Hitech Drilling Services India Limited,  shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years.  The applicants have, further, remitted a sum of Rs.2,00,000/-(Rupees two lakh only) towards settlement charges.  This order shall come into force from March 10, 2009.  Naresh Thakkar ACCPT5618B 2 years NSE/INVG/12101 06-Mar-09
    Vinayak Investments Not Provided      
             
6-Mar-09 SEBI vide its consent order no.IVD-ID8/WOL/AO/DRK/ASG/EAD-3/04/2009 & IVD-ID8/WOL/AO/DRK/ASG/EAD-3/05/2009 dated March 06, 2009 has debarred the applicants - Deep Stock Broking Ltd. and Kunal B Shah from accessing the securities market, whether directly or indirectly, for a period of one year from date of order.

The applicants have further remitted a sum of Rs.50000/- (Rupees fifty thousand ony) each, towards settlement charge.
Deep Stock Broking Ltd. Not Provided 1 year NSE/INVG/12267 17-Apr-09
    Kunal B Shah Not Provided      
             
1-Mar-09 SEBI vide its order no.CO/ISD/162/2009 dated February 10, 2009 has debarred Sugandh Estates & Investments Pvt. Ltd. (PAN No.AACCS1085N), Parag P. Jhaveri (PAN No.AAKPJ5052F), Kamal P. Jhaveri (PAN No.AAKPJ5051G) and Ambuja Estates & Holdings Pvt. Ltd (PAN No.AABCA2992H), in the matter of irregularities relating to initial public offerings (IPOs), from dealings in securities in whatsoever manner for a period of 3 years, with effect from March 01, 2009.  Sugandh Estates & Investments Pvt. Ltd. AACCS1085N 3 years NSE/INVG/12102 06-Mar-09
    Parag P. Jhaveri AAKPJ5052F      
    Kamal P. Jhaveri AAKPJ5051G      
    Ambuja Estates & Holdings Pvt. Ltd AABCA2992H      
             
20-Feb-09 SEBI vide its order dated February 20, 2009 has restrained Parsoli Corporation Limited, its whole time directors namely Mr. Zafar Sareshwala and Mr Uves Sareshwala and its associates/group companies from accessing the securities market, till further orders. They are also prohibited from buying, selling or dealing in securities in any manner directly or indirectly, till further orders. Parsoli Corporation Limited Not Provided Till further orders NSE/COMP/12053 25-Feb-09
    Mr.Zafar Saershwala Not Provided      
    Mr.Uves Sareshwal Not Provided      
             
30-Jan-09 SEBI vide an ad interim ex-parte order no WTM/MSS/MIRSD/DPS-I/160/09 dated January 30, 2009 has directed that the broker M/s. Sunchan Securities Limited (PAN- AAFCS8953A), its directors viz.
Mr. Sunil Mansinghani (PAN- AARPM7113P), Mrs. Kanchan Mansinghani (PAN- AAQPM1032Q), and Mr. Ajay Janardan Kotwal (PAN- AANPK8226F) and its compliance officer Mr. Riyaz Ismail Shaikh (PAN- AAVPS2375K)  shall not directly or indirectly buy, sell or deal in securities in any  manner whatsoever, either for themselves or for their clients.  The above directions shall take effect immediately and shall be in force until further orders
M/S. Sunchan Securities Limited AAFCS8953A Till further orders NSE/INVG/11967 02-Feb-09
    Mr. Sunil Mansinghani AARPM7113P      
    Mrs. Kanchan Mansinghani AAQPM1032Q      
    Mr. Ajay Janardan Kotwal AANPK8226F      
    Mr. Riyaz Ismail Shaikh AAVPS2375K      
             
14-Jan-09 SEBI vide its order no WTM/TCN/168/IVD1/JAN/2009 dated January 14, 2009, in the matter of Database Finance Ltd., has restrained and prohibited, the following entities –
1. Shri Shirish C. Shah from accessing the securities market and from buying, selling or dealing in securities, either directly or indirectly, for a period of two years from the date of this order;
2. Shri Baban Sonate, Chandrika V Pandya, Platinum Finvest Pvt Ltd., Shri Sayyad Qader Yusuf, and Shri S Shaktishravana from accessing the securities market and from buying, selling or dealing in securities, either directly or indirectly, for a period of six months
3.  Mahek Consultants as a client from buying, selling or dealing in securities market in his name for a period of six months.                                                                                                                                                                                                                                             Further to SEBI order no. WTM/TCN/168/IVD1/JAN/2009 dated January 14, 2009 a in the matter of Database Finance Limited SEBI vide its letter dated July 07, 2009 has now provided PAN/Addresses for debarred entities as follows.                                                                     1. Shri Shirish C. Shah (ACFPS7005L)
2.Shri Baban Sonate Address:New Jaiphalwadi, Room No 235, Behind Police Camp, Tardeo Road, Mumbai – 34
3.Chandrika V Pandya Address:B/406, Borivali Shopping Centre, Borivali (W), Mumbai – 400 092
4.Platinum Finvest Pvt Ltd. Address:A/203, SATYAM APT, OPP.,HEAD POST OFFICE, NEW LINK ROAD, BORIVLI (W),,MUMBAI 400 091
5.Shri Sayyad Qader Yusuf Address:A-153, 212 Indira Tank Road, Sion, Koliwada, Mumbai – 400 037
6.Shri S Shaktishravana Address:Plot No. 2, Singarvelar Street, Chennai – 600 041
7.Mahek Consultants Address:B/18, Swati Manor Bldg, N C Kelkar Road, Dadar (W), Mumbai – 400 028
Shri Shirish C. Shah ACFPS7005L 2 years NSE/INVG/11918 21-Jan-09
    Shri Baban Sonate, Not Provided 6 months NSE/INVG/12697 08-Jul-09
    Chandrika V Pandya, Not Provided      
    Platinum Finvest Pvt Ltd., Not Provided      
    Shri Sayyad Qader Yusuf Not Provided      
    Shri S Shaktishravana Not Provided      
    Mahek Consultants Not Provided      
             
14-Jan-09 SEBI vide its order no WTM/TCN/159/IVD2/Jan/2009 dated January 14, 2009, in the matter of Sarita Software & Industries Ltd., has restrained
1. M/s.Cardioid Securities Pvt Ltd,
2. Shri Abhayraj Shukla and
3. Shri Parimal Bhagvarilal Bhalija
from accessing the securities market either directly or indirectly and also have prohibited them from buying, selling or otherwise dealing in securities, in any manner whatsoever, for a period of six months.                                                       Further to SEBI order no. WTM/TCN/159/IVD2/Jan/2009 dated January 14, 2009, in the matter of Sarita Software & Industries Ltd, SEBI now vide its letter dated June 23, 2009 has provided the following details for the debarred entities. 1. Cardioid Securities Pvt Ltd (PAN AABCC3842N   Address  28, Lal Building, 36, Goa Street, Fort, Mumbai – 400038)
2. Parimal Bhagvarilal Bhalija  (PAN AFRPB1932N  Address : Shop No. 3, Ramprakash Chawl, Malad (E), Mumbai – 4000067  and   B/208, Shriji Nagar, Oppo Geetha Nagar, Phase 3, Mira Road (E), Thane – 401107)
3. Abhayraj Shukla (PAN APOPS5722A and AABPS3909F   Address 609, Commerce House, N M Road, Fort, Mumbai – 400023,  Espalande Building, M G Road, Mumbai -  400023  and Room No 18, Udhay Bhavan, Shanti  Nagar, Waghale Estate, Thane)

M/S.Cardioid Securities Pvt Ltd, AABCC3842N 6 months NSE/INVG/11903 16-Jan-09
    Shri Abhayraj Shukla APOPS5722A   NSE/INVG/12631 24-Jun-09
    Shri Abhayraj Shukla AABPS3909F      
    Shri Parimal Bhagvarilal Bhalija AFRPB1932N      
             
14-Jan-09 SEBI vide its order no WTM/TCN/116/IVD2/Jan/2009 dated January 14, 2009, in the matter of Aftek Infosys Limited, has directed Mividha Investments Pvt. Ltd. not to buy, sell or deal in securities, in any manner, directly or indirectly, for a period of six months Mividha Investments Pvt. Ltd. Not Provided 6 months NSE/INVG/11898 16-Jan-09
             
13-Jan-09 SEBI vide its order no WTM/TCN/145/IVD3/Jan/2009 for M/s. Shri Parshwa Finance and WTM/TCN/147/IVD3/Jan/2009 for Shri Mahendra A Shah dated January 13, 2009, in the matter of M/s Sawaca Communications Ltd., has inter-alia directed as under –
Quote
M/s. Shri Parshwa Finance be prohibited from associating with any corporate body, from buying, selling or dealing in securities, directly or indirectly for a period of one year.
Shri Mahendra A. Shah be prohibited from associating with any corporate body, from buying, selling or dealing in securities, directly or indirectly for a period of three years.
Unquote
M/S. Shri Parshwa Finance Not Provided 1 year NSE/INVG/11897 16-Jan-09
    Shri Mahendra A. Shah Not Provided 3 years    
             
13-Jan-09 SEBI vide its orders no WTM/TCN/140/IVD3/Jan/09 and WTM/TCN/ID-3/144/Jan/2009 dated January 13, 2009, in the matter of DSQ Biotech Limited, has directed that the following entities shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of ten years (and five years for Triumph International Finance India Limited, after setting off period of debarment already undergone): -
1. Triumph International Finance India Limited
2. M/s. DSQ Biotech Ltd.,
and its directors namely -
3. Shri Dinesh Dalmia (Chairman),
4. Shri K. Gopalakrishnan (Managing Director),
5. Shri M G Anant Kumar (Executive Director),
6. Shri S Ganapathy Subramanium
7. Shri P S Balasubramanium
8. Shri Vasudev Subanthore
and its group entities namely -
9. M/s. DSQ Holdings Ltd.
10. Powerflow Holdings and Trading Pvt. Ltd.,
11. Hulda Properties and Trades Ltd.,
12. Cooltex Commodities Pvt. Ltd.,
13. Berral Trading & Investment Co. Pvt. Ltd.,
14. Arun Polymers (P) Ltd.
15. Aspolight Barter
Triumph International Finance India Limited Not Provided 5 years NSE/INVG/11894 16-Jan-09
    M/S. Dsq Biotech Ltd. Not Provided 10 years    
    Shri Dinesh Dalmia (Chairman), Not Provided      
    Shri K. Gopalakrishnan (Managing Director), Not Provided      
    Shri M G Anant Kumar (Executive Director), Not Provided      
    Shri S Ganapathy Subramanium Not Provided      
    Shri P S Balasubramanium Not Provided      
    Shri Vasudev Subanthore Not Provided      
    M/S. Dsq Holdings Ltd. Not Provided      
    Powerflow Holdings And Trading Pvt. Ltd., Not Provided      
    Hulda Properties And Trades Ltd., Not Provided      
    Cooltex Commodities Pvt. Ltd., Not Provided      
    Berral Trading & Investment Co. Pvt. Ltd., Not Provided      
    Arun Polymers (P) Ltd. And Not Provided      
    Aspolight Barter Not Provided      
             
13-Jan-09 SEBI vide its order no WTM/TCN/ID-3/141/ Jan /2009 dated January 13, 2009 has directed that
1. M/s. Eupharma Laboratories Ltd.
and its directors namely
2. Shri Ramanlal V Shah,
3. Shri Shrenik Shah,
4. Shri Sudhir K. Agarwal
and
5. Shri Ashok Saxena,

6. M/s Mahavir Capital Services Pvt. Ltd
and
7. M/s Mahavir Securities Pvt. Ltd
and its director
8. Shri Rajesh Shah,
in the matter of Eupharma Laboratories Ltd., shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of one year
M/S. Eupharma Laboratories Ltd. Not Provided 1 year NSE/INVG/11893 16-Jan-09
    Shri Ramanlal V Shah Not Provided      
    Shri Shrenik Shah Not Provided      
    Shri Sudhir K. Agarwal Not Provided      
    Shri Ashok Saxena Not Provided      
    M/S Mahavir Capital Services Pvt. Ltd Not Provided      
    M/S Mahavir Securities Pvt. Ltd Not Provided      
    Shri Rajesh Shah Not Provided      
             
13-Jan-09 SEBI vide its order no WTM/TCN/ID6//2009 dated January 13, 2009 has directed that Shri Suresh Bafna [PAN – AANHS2604B & AACPB3278M] Director of Clio Finance Limited (now called Clio Infotech Limited), in the matter of M/s. Mazda Fabrics and Processors Limited, shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of two years Shri Suresh Bafna AANHS2604B 2 years NSE/INVG/11884 14-Jan-09
    Shri Suresh Bafna AACPB3278M 2 years    
             
12-Jan-09 SEBI vide its order no WTM/TCN/126/ID3/Jan/2009 dated January 12, 2009, in the matter of M/s Ashoka Refinery Ltd, has inter-alia directed as under –
Quote
Shri S K Chadha, Managing Director of M/s KMF Ltd, shall not operate in the capital market as an intermediary or as a whole-time director or partner in an intermediary for a period of six months from the date of passing of this order.
Unquote
Shri S K Chadha Not Provided 6 months NSE/INVG/11896 16-Jan-09
             
9-Jan-09 SEBI vide its order no WTM/TCN/100/ IVD3/Jan/09 dated January 09, 2009 has debarred Dhanlaxmi Cotex Ltd. (PAN No. AABCD2387H.), in the matter of, Soundcraft Industries Limited, from accessing the securities market and prohibited from buying, selling or dealing in securities, either directly or indirectly, for a period of six months Dhanlaxmi Cotex Ltd. AABCD2387H 6 months NSE/INVG/11883 14-Jan-09
             
9-Jan-09 SEBI vide its order no. WTM/TCN/110/ID3/Jan/2009 dated January 09, 2009 has restrained M/s.Pivotal Stoxare Ltd., in the matter of Ojas Technochem Products Limited, from accessing the securities market and also prohibited them from buying, selling or otherwise dealing in or associating with the securities market in any manner whatsoever for a period of six months, with immediate effect. M/S.Pivotal Stoxare Ltd Not Provided 6 months NSE/INVG/11881 14-Jan-09
             
9-Jan-09 SEBI vide its order no. WTM/TCN/112/IVD2/Jan/09 and WTM/TCN/113/IVD2/Jan/09 dated January 09, 2009 has restrained  Shri Sanjiv Pravinchandra Shah  and Classic Consultancy, respectively,
in the matter of Monalisa Infotech Limited, from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities in any manner whatsoever, whether directly or indirectly for a period of six months with immediate effect.
Shri Sanjiv Pravinchandra Shah Not Provided 6 months NSE/INVG/11878 13-Jan-09
    Classic Consultancy Not Provided      
             
9-Jan-09 SEBI vide its order no. WTM/TCN/111/IVD2/Jan/2009 dated January 09, 2009 has restrained the following entities, in the matter of Vatsa Music Ltd., from being associated with the securities market in any manner whatsoever and from buying, selling and dealing in securities for a period of two years, with immediate effect :
1. Prabhat and Co.
2. Shri Ashok Agarwal
3. Shri Sanjeev Bansal
4. Shri Sandeep Bansal
5. New Age Shares and Stock Brokers Pvt. Ltd.
6. Big Star Films Ltd. (formerly Moon Holding and Credit Ltd.)
7. Systel Infotech Ltd. (formerly Ketaki Estate and Finance Ltd.)
Prabhat And Co. Not Provided 2 years NSE/INVG/11877 13-Jan-09
    Shri Ashok Agarwal Not Provided      
    Shri Sanjeev Bansal Not Provided      
    Shri Sandeep Bansal Not Provided      
    New Age Shares And Stock Brokers Pvt. Ltd. Not Provided      
    Big Star Films Ltd. (Formerly Moon Holding And Credit Ltd.) Not Provided      
    Systel Infotech Ltd. (Formerly Ketaki Estate And Finance Ltd.) Not Provided      
             
6-Jan-09 SEBI vide its consent order no AP/AO-3/2008-09 dated January 06, 2009, in the matter of Coromandal Fertilizers Ltd., has debarred the applicant – Shri Tarun Agarwal from the securities market, whether directly or indirectly, for a period of one year from date of the consent order Shri Tarun Agarwal Not Provided 1 year NSE/INVG/11911 20-Jan-09
             
31-Dec-08 SEBI vide its order no. WTM/KMA/IVD-NRO/26/12/2008 dated December 31, 2008 has prohibited Websity Infosys Ltd and its Directors and various other entities along with its Directors, in the matter of Websity Infosys Ltd., from buying, selling or dealing in securities in any manner either directly or indirectly for a period of five years :
 
1. Websity Infosys Limited
2. Lunar Finance Limited
3. Yare Engineering Private Limited
4. Yashodanandan Investment Private Limited
5. Chakradhara Holdings Private Limited
6. Devkinandan Holdings Private Limited
7. Murliwala Holdings Private Limited
8. Sunraj Software Private Limited
9. Echo Chemicals Private Limited
10. Emerald Housing & Constructions Private Limited
11. Teknik Digital Systems Private Limited
12. M/s. Jai Shankar Investment Private Limited
13. Luxury Foams Limited
14. TMS Boards & Industries Private Limited
15. Cookfast Foods Private Limited
16. Econo Commercial Evaluators Private Limited
17. Ajay Roadways Private Limited
18. Castle Builders Private Limited
19. Dilli Soaps & Chemicals Private Limited
20. Rai Commercial Private Limited
21. CMC Marketing Private Limited
22. Mr. Rajiv Sharma (partner M/s Rajiv Sharma & Co, Chartered Accountants) [period of debarment – 1year]

Name of Directors :

1. Mr. S.L. Maloo
2. Mr.R.K. Agarwal
3. Mr. M. C. Maloo
4. Mr. S.C. Sethia
5. Mr. K. K. Agarwal
6. Mr. Sunil Agarwal
7. Mr. D.D.Manger
8. Mr. Ashutosh Sharma
9. Mr.Digambar Mandal
10. Mr M. C.Chhajer
11. Mr. Jaswant Saini
12. Mr.M M.Miglani
Websity Infosys Limited Not Provided 5 years NSE/INVG/11864 09-Jan-09
    Lunar Finance Limited Not Provided 5 years    
    Yare Engineering Private Limited Not Provided 5 years    
    Yashodanandan Investment Private Limited Not Provided 5 years    
    Chakradhara Holdings Private Limited Not Provided 5 years    
    Devkinandan Holdings Private Limited Not Provided 5 years    
    Murliwala Holdings Private Limited Not Provided 5 years    
    Sunraj Software Private Limited Not Provided 5 years    
    Echo Chemicals Private Limited Not Provided 5 years    
    Emerald Housing & Constructions Private Limited Not Provided 5 years    
    Teknik Digital Systems Private Limited Not Provided 5 years    
    M/S. Jai Shankar Investment Private Limited Not Provided 5 years    
    Luxury Foams Limited Not Provided 5 years    
    Tms Boards & Industries Private Limited Not Provided 5 years    
    Cookfast Foods Private Limited Not Provided 5 years    
    Econo Commercial Evaluators Private Limited Not Provided 5 years    
    Ajay Roadways Private Limited Not Provided 5 years    
    Castle Builders Private Limited Not Provided 5 years    
    Dilli Soaps & Chemicals Private Limited Not Provided 5 years    
    Rai Commercial Private Limited Not Provided 5 years    
    Cmc Marketing Private Limited Not Provided 5 years    
    Mr. S.L. Maloo Not Provided 5 years    
    Mr.R.K. Agarwal Not Provided 5 years    
    Mr. M. C. Maloo Not Provided 5 years    
    Mr. S.C. Sethia Not Provided 5 years    
    Mr. K. K. Agarwal Not Provided 5 years